the securities and exchange commission requires corporations to do what?
At the Securities and Substitution Committee (SEC), we piece of work together to make a positive affect on America'southward economy, our capital letter markets, and people'southward lives.
For more than 85 years since our founding at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating majuscule formation.
Our mission requires tireless commitment and unique expertise from our staff of dedicated professionals who care deeply virtually protecting Main Street investors and others who rely on our markets to secure their fiscal futures.
Learn more about specific SEC functions and responsibilities carried out by various divisions and offices within our Washington D.C. headquarters and 11 regional offices around the country.
Companies offering securities for sale to the public must tell the truth about their business, the securities they are selling, and the investment risks.
Those who sell and trade securities and offer advice to investors – including, for example, brokers, dealers, investment advisers, and exchanges – must treat investors adequately and honestly.
PROTECTING INVESTORS
Our focus on Principal Street investors reflects the fact that American households own $38 trillion worth of equities — more than than 59 percent of the U.South. disinterestedness market — either straight or indirectly through mutual funds, retirement accounts and other investments.
The federal securities laws we oversee are based on a uncomplicated and straightforward concept: anybody should be treated fairly and have access to certain facts most investments and those who sell them.
To achieve this, we crave public companies, fund and nugget managers, investment professionals, and other market place participants to regularly disclose significant financial and other information so investors have the timely, accurate, and complete information they need to make confident and informed decisions about when or where to invest.
Nosotros protect investors by vigorously enforcing the federal securities laws to concord wrongdoers accountable and deter hereafter misconduct. Nosotros provide investor education and resource through our Office of Investor Educational activity and Advocacy.
Acquire more nigh how nosotros inform and protect people as they navigate the securities markets by visiting our investor teaching website Investor.gov for tools, resources, and initiatives tailored to Main Street investors.
We return hundreds of millions of dollars to harmed investors each year as a result of our enforcement actions against wrongdoers.
FACILITATING CAPITAL Formation
Our regulatory authorities provides companies and entrepreneurs with a variety of avenues to access America's capital markets to help them create jobs, develop life-changing innovations and engineering science, and provide financial opportunities for those who invest in them.
There were nearly iii,400 reported public offerings in 2020 at a median size of $360 one thousand thousand and an average amount raised of $550 million.
Access to majuscule is particularly critical for small businesses to grow and scale. Learn more almost what we exercise to facilitate ways to raise capital letter by visiting our modest business organization information site equally well every bit our Part of the Advocate for Small Business Capital Formation.
In 2020, nearly $five trillion was raised in public and private securities offerings, promoting economic growth and job creation
Pocket-sized businesses account for 65% of cyberspace new jobs created.
We monitor the activities of more than 28,000 entities in the securities industry, including investment advisers, broker-dealers, and securities exchanges.
MAINTAINING FAIR, ORDERLY AND EFFICIENT MARKETS
Our U.S. capital markets are the deepest, nigh dynamic, and most liquid in the world.
They too have evolved to get increasingly fast and extraordinarily complex.
It is our job to exist responsive and innovative in the face of significant market developments and trends. Every bit technological advancements and commercial developments take changed how our securities markets operate, our power to remain an effective regulator requires united states of america to continuously monitor the market environment and, equally advisable, adjust and modernize our expertise, rules, regulations, and oversight tools and activities.
Learn more about our agile engagement with innovators, developers, and entrepreneurs past visiting our Strategic Hub for Innovation and Financial Engineering science. And since making Wall Street work for Main Street means gathering input from investors directly, please tell us about your own experiences and let united states of america know what you call up about our various proposed rules.
We oversee approximately $115 trillion in securities trading on U.S. equity markets annually.
OUR MISSION CONTINUES
Equally we go forward, our longstanding 3-part mission remains our touchstone.
We continue to review and recalibrate our efforts as nosotros strive to fulfill that mission past elevating our functioning through technology, data analytics, and human capital.
Nosotros continue to innovate in response to evolving markets and inspire the full confidence of the investing public and market participants alike.
And we go along to focus on the interests of long-term Main Street investors who are entrusting their hard-earned savings to our securities markets to fund domicile purchases, higher educations, and other of import life events.
Source: https://www.sec.gov/about/what-we-do
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